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Ruan Securities Corporation Privacy Notice
This Privacy Notice describes our practices for
the safeguarding of personal information as well
as how and when we use or share personal information
about you.
How We Collect Information: We may collect information
about you from the following sources:
- Information we receive from you on applications
or other forms such as name,
address, social security number, net worth
and income.
- Information we receive from third
parties such as credit reports or similar
information.
- Information we receive from maintaining
your account, such as investment records,
account values and payment history.
- Information we receive
from you through Internet
technology such as
your e-mail address and personal
or business interests
provided from visits to our website.
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How and When We Share Information: We do not disclose
any personal information about you to any third
party except that we may disclose the information
we collect about you in response to a subpoena;
to prevent fraud; to comply with an inquiry by
a government agency or other regulator; or as necessary
for other legal purposes.
When establishing a securities account we disclose
information to Mesirow Financial, Inc., whom we
have contracted with to provide securities execution,
clearance and other operational services related
to the maintenance of securities account(s). We
may also disclose personal information about you
to other third party service providers with whom
we may have agreements including financial services
companies (such as mutual fund companies).
We also may disclose information about you to third
parties with your consent or at your direction
(such as auditors, accountants etc.) or otherwise
as permitted by law.
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| How We Safeguard
Information: Information
about you and your account is restricted by policy
to those employees who need to know that information
in order to provide you with the service(s) in
question. We also maintain physical and electronic
barriers to safeguard your personal information. |
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| Accuracy of Information: Good business
practice and securities regulations require us to maintain
accurate information about our customers. If you receive
any statement or other communication from us or concerning
an account which was opened through us, that contains
information which is not correct/current, contact us. |
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Additional Information: If you have
any questions about this Notice please write to
our Privacy
Officer at Ruan Securities Corporation, 666 Grand Avenue,
3300 Ruan Center, Des Moines, IA 50309 or call 800-642-5082.
We may from time-to-time modify our privacy practices.
If we do so, we will communicate those changes
to you as required by law.
< < < Back to Policies & Practices |
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Securities Offered Through:
Ruan Securities Corp.
3300 Ruan Center
666 Grand Avenue
Des Moines, IA 50309
Phone: 515-245-3869
Toll Free: 800-642-5082
Member FINRA/SIPC
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